Privacy Policy Statement

Ascend Wealth Management Inc.

Ascend Wealth Management Inc. (“AWM”) has adopted the following privacy policy and procedures in order to safeguard the personal information of its clients. This policy applies to all current and former advisory clients who use our services.

Throughout the document, we refer to “personal information” as nonpublic information that would personally identify you or your accounts. AWM collects personal information as part of our relationship with you, to provide client services and fulfill legal and regulatory requirements. The information we collect may include name, address, social security number, phone number, email address, information about your investments, assets and income.

  • We do not sell, share, or disclose any nonpublic information to unaffiliated third-party marketing companies.
  • We restrict access to your personal and account information to those employees who need to know such information to provide services to you.
  • We do not disclose personal information to other third-parties, unless one of the following restrictions apply:
    • We have a contract with the third-party that prohibits them from using your personal information for their own purposes. These include representatives of custodian, brokerage firms, private investment sponsors and other service providers.
    • We may report personal information under circumstances where disclosure is required or permitted under law, for example, to cooperate with regulators or to resolve consumer disputes.
    • The party receiving the personal information, such as attorneys or accountants have been identified and requested by the client.
  • To protect your personal information from unauthorized access and use, we use security measures that comply with federal law, including computer safeguards and secured files and building.
  • We continually evaluate our process of safeguarding client information and make every effort to keep our client’s personal information accurate. If you identify any inaccuracy of your personal information, or are requesting to make a change to that information, please contact AWM so we may promptly update our internal records.
  • If, at any time in the future, it is necessary to disclose any of your personal information in a way that is inconsistent with this policy, we will provide advance notice of the proposed change so that our clients have the opportunity to opt out of such disclosure.

If you require any additional information regarding our privacy practices,
please contact us at:

Ascend Wealth Management Inc.
700 Larkspur Landing Circle, Suite 199
Larkspur, CA 94939
T: (415) 569-7909